Cean N. Kenefick-rogers

WLTH CAPITAL MANAGEMENT

Chandler, AZ

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CRD#: 4751006

Professional summary

Cean Nicholas Kenefick-rogers, CFA, CFP®, who also goes by Cean Nicholas Rogers, is a registered financial advisor currently at WLTH CAPITAL MANAGEMENT, LLC located in Chandler, Arizona.

Cean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Cean has worked at 7 firms and has passed the Series 66, Series 7, Series 4, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cean Nicholas Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WELLINGTON ESTATES HOMEOWNER ASSOCIATION; NO; 5770 W LINDA AVE, CHANDLER, AZ 85226; TREASURER; 2015; LESS THAN 5% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cean Nicholas Kenefick-rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 28, 2025 - Present

WLTH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 335594

Chandler, AZ

Past

June 30, 2015 - May 23, 2025

IRONWOOD WEALTH MANAGEMENT, LLC

RIA

CRD#: 200511

CHANDLER, AZ

Past

October 16, 2009 - February 3, 2016

IRONWOOD FINANCIAL, LLC

RIA

CRD#: 151004

TUCSON, AZ

Past

March 29, 2006 - September 4, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TUCSON, AZ

Past

April 14, 2004 - June 5, 2006

MARATHON ADVISORS, INC

RIA

CRD#: 113696

PHOENIX, AZ

Past

March 5, 2004 - March 29, 2006

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PHOENIX, AZ

Past

March 5, 2004 - March 29, 2006

CRI SECURITIES, LLC

CRD#: 22589

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WLTH CAPITAL MANAGEMENT, LLC

AXTURA WEALTH MANAGEMENT, LLC | WLTH CAPITAL MANAGEMENT, LLC

CRD#: 335594 / SEC#: 801-132454

RIA

Registered Investment Advisory firm - (4/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/4/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/12/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 10/9/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2006

General Securities Principal Examination

Current Firm

WLTH CAPITAL MANAGEMENT, LLC

AXTURA WEALTH MANAGEMENT, LLC | WLTH CAPITAL MANAGEMENT, LLC

CRD#: 335594 / SEC#: 801-132454

RIA

Registered Investment Advisory firm - (4/24/2025 Approved)

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Contact information

Main Address

Chandler, AZ

Mailing Address

Phone number

(480) 795-4475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WLTH CAPITAL DISCLOSURE BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 168,877,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cean N. Kenefick-rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cean Nicholas Kenefick-rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD WEALTH MANAGEMENT, LLC

IRONWOOD FINANCIAL, LLC

NEXT FINANCIAL GROUP, INC.

MARATHON ADVISORS, INC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

Primary Firm SEC Registration

WLTH CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2004

Series 7

Date: 3/4/2004

Series 4

Date: 2/12/2007

Series 51

Date: 10/9/2006

Series 24

Date: 9/25/2006

Current Firm

WLTH CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WLTH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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