Cory M. Davenport

SOUND FINANCIAL INVESTMENT MANAGEMENT

DAYTON, OH 45459

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CRD#: 4750954

Professional summary

Cory Matthew Davenport, CFP® is a registered financial advisor currently at SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC located in Dayton, Ohio and THE DAVENPORT FINANCIAL GROUP, INC. located in Dayton, Ohio.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Cory has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SOUND FINANCIAL, INVESTMENT RELATED, 267 REGENCY RIDGE DR. DAYTON, OH 45459. CATEGORY: RIA INVESTMENT-RELATED: YES TITLE: IAR DUTIES: PROVIDING INVESTMENT ADVISOR SERVICES. START DATE: 10/2012 HOURS PER MONTH: 140 HOURS PER MONTH DURING TRADING HOURS: 140 2)THE DAVENPORT FINANCIAL GROUP, INC 2176 HEWITT AVE., SUITE C KETTERING, OH 45440 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/INVESTMENT ADVISER REPRESENTATIVE DUTIES: OFFERING ACCIDENT/HEALTH, FIXED ANNUITIES, LTC, DISABILITY AND TRADITIONAL LIFE INSURANCE. START DATE: 8-20-12 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 8

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Matthew Davenport's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 31, 2012 - Present

SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

Office #1: 267 Regency Ridge Dr., Dayton, OH 45459

RIA

CRD#: 163025

DAYTON, OH

Current

March 4, 2016 - Present

THE DAVENPORT FINANCIAL GROUP, INC.

Office #1: 267 Regency Ridge Drive, Dayton, OH 45459

RIA

CRD#: 282200

Dayton, OH

Past

November 12, 2012 - March 28, 2016

TRIAD ADVISORS LLC

CRD#: 25803

DAYTON, OH

Past

March 31, 2008 - November 28, 2012

OSAIC FS, INC.

RIA

CRD#: 3870

KETTERING, OH

Past

March 31, 2008 - November 28, 2012

OSAIC FS, INC.

CRD#: 3870

KETTERING, OH

Past

September 8, 2006 - January 14, 2008

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

BELLBROOK, OH

Past

September 8, 2006 - January 14, 2008

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

BELLBROOK, OH

Past

February 14, 2006 - August 21, 2006

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

SPRINGBORO, OH

Past

February 6, 2006 - August 21, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

SPRINGBORO, OH

Past

February 10, 2005 - November 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DAYTON, OH

Past

January 18, 2005 - November 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/31/2012)

IAR

Texas
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2005

General Securities Representative Examination

Current Firm

THE DAVENPORT FINANCIAL GROUP, INC.

CRD#: 282200 / SEC#:

Ohio

Registered Investment Advisory firm - (3/4/2016 Approved)

Texas

Registered Investment Advisory firm - (3/27/2023 Conditional Restricted)

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Contact information

Main Address

267 Regency Ridge Drive, Dayton, OH 45459

Mailing Address

Phone number

(937) 298-3113

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 24,784,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cory M. Davenport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Matthew Davenport's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE DAVENPORT FINANCIAL GROUP, INC.

TRIAD ADVISORS LLC

OSAIC FS, INC.

OSAIC FS, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2005

SIE

Date: 3/28/2016

Series 7

Date: 1/17/2005

Current Firm

THE DAVENPORT FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE DAVENPORT FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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