Merope Pentogenis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merope Pentogenis was a registered financial professional .
Merope is a previously registered financial professional and started their career in finance in 2006. Merope had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2023 - February 25, 2026
IFM (US) SECURITIES, LLC
June 28, 2018 - May 3, 2023
CCO CAPITAL, LLC
July 18, 2012 - May 19, 2017
BROOKFIELD PRIVATE ADVISORS LLC
April 12, 2010 - June 1, 2012
CREDIT SUISSE SECURITIES (USA) LLC
February 1, 2010 - June 1, 2012
CREDIT SUISSE SECURITIES (USA) LLC
August 17, 2007 - October 29, 2009
CITIGROUP GLOBAL MARKETS INC.
September 13, 2006 - March 1, 2007
BEAR STEARNS ASSET MANAGEMENT INC.
January 1, 2006 - March 1, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
