MP
Merope Pentogenis
IFM (US) SECURITIES
New York, NY 10036
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CRD#: 4750896
MP
Professional summary
Merope Pentogenis is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Merope is registered as a RR (Registered Representative) and started their career in finance in 2006. Merope has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Merope Pentogenis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2023 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036BD
CRD#: 166325
New York, NY
Past
June 28, 2018 - May 3, 2023
CCO CAPITAL, LLC
BD
CRD#: 31147
New York, NY
Past
July 18, 2012 - May 19, 2017
BROOKFIELD PRIVATE ADVISORS LLC
BD
CRD#: 151423
NEW YORK, NY
Past
April 12, 2010 - June 1, 2012
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
NEW YORK, NY
Past
February 1, 2010 - June 1, 2012
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 17, 2007 - October 29, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 13, 2006 - March 1, 2007
BEAR STEARNS ASSET MANAGEMENT INC.
RIA
CRD#: 113359
NEW YORK, NY
Past
January 1, 2006 - March 1, 2007
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2023)
RR
Alaska(10/31/2023)
RR
Arizona(10/31/2023)
RR
Arkansas(10/31/2023)
RR
California(10/31/2023)
RR
Colorado(10/31/2023)
RR
Connecticut(10/31/2023)
RR
Delaware(10/31/2023)
RR
District of Columbia(10/31/2023)
RR
Florida(10/31/2023)
RR
Georgia(10/31/2023)
RR
Hawaii(10/31/2023)
RR
Idaho(10/31/2023)
RR
Illinois(10/31/2023)
RR
Indiana(10/31/2023)
RR
Iowa(10/31/2023)
RR
Kansas(10/31/2023)
RR
Kentucky(10/31/2023)
RR
Louisiana(10/31/2023)
RR
Maine(10/31/2023)
RR
Maryland(10/31/2023)
RR
Massachusetts(10/31/2023)
RR
Michigan(10/31/2023)
RR
Minnesota(10/31/2023)
RR
Mississippi(10/31/2023)
RR
Missouri(10/31/2023)
RR
Montana(10/31/2023)
RR
Nebraska(10/31/2023)
RR
Nevada(10/31/2023)
RR
New Hampshire(10/31/2023)
RR
New Jersey(10/31/2023)
RR
New Mexico(10/31/2023)
RR
New York(10/31/2023)
RR
North Carolina(10/31/2023)
RR
North Dakota(10/31/2023)
RR
Ohio(10/31/2023)
RR
Oklahoma(10/31/2023)
RR
Oregon(10/31/2023)
RR
Pennsylvania(10/31/2023)
RR
Rhode Island(10/31/2023)
RR
South Carolina(10/31/2023)
RR
South Dakota(10/31/2023)
RR
Tennessee(10/31/2023)
RR
Texas(10/31/2023)
RR
Utah(10/31/2023)
RR
Vermont(10/31/2023)
RR
Virginia(10/31/2023)
RR
Washington(10/31/2023)
RR
West Virginia(10/31/2023)
RR
Wisconsin(10/31/2023)
RR
Wyoming(10/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
I(
IFM (US) SECURITIES, LLC
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
114 West 47th Street 19th Floor, New York, NY 10036
Mailing Address
114 West 47th Street 19th Floor, New York, NY 10036
Phone number
(212) 784-2260
Established
Delaware since 11/19/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
