Kristen J. Perleberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Joy Perleberg, who also goes by Kristen Joy Hendrickson, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 2004. Kristen had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2015 - April 20, 2022
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
August 16, 2004 - October 26, 2004
IDS LIFE INSURANCE COMPANY
August 16, 2004 - October 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
CRD#: 105826 / SEC#: 801-30686
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
CRD#: 105826 / SEC#: 801-30686
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 1,082,356,990 |
Red Flags
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