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KY

Kenneth Clark Young

CRD# 475050·Registered 1968 - 2024
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Clark Young, who also goes by Kenneth C Wasserman, Kenneth Clark Wasserman, Kenneth Clark Wasserman Young, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1968 - 2024. Kenneth had worked at 14 firms and has passed the Series 65, Series 63, Series 2, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth C Wasserman, Kenneth Clark Wasserman, Kenneth Clark Wasserman Young

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

YOUNG EQUITY SERVICES·CRD# 121760
RIA
Frederick, MD
April 27, 2022 - March 12, 2024
CAPITOL SECURITIES MANAGEMENT, INC.·CRD# 14169
BD
June 22, 1990 - October 1, 1992
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
June 17, 1985 - July 22, 1989
FSC SECURITIES CORPORATION·CRD# 7461
BD
December 3, 1980 - June 21, 1985
INDEPENDENT SECURITIES CORPORATION·CRD# 262
BD
May 23, 1980 - January 4, 1981
INDEPENDENT FINANCIAL PLANNERS CORPORATION·CRD# 653
BD
March 19, 1975 - February 2, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
January 7, 1975 - April 3, 1975
SOMERSET EQUITIES CORPORATION·CRD# 2243
BD
January 24, 1973 - January 14, 1975
FIRST VIENNA CORPORATION·CRD# 5111
BD
February 1, 1972 - February 1, 1973
Unknown Firm·CRD# 1000007
BD
June 28, 1971 - March 22, 1972
INDUSTRY SAVINGS PLANS, INC.·CRD# 425
BD
February 2, 1971 - April 6, 1972
FIRST INVESTMENT PLANNING CO.·CRD# 304
BD
September 4, 1970 - January 7, 1971
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
July 10, 1970 - July 25, 1971
HAIGHT AND CO INC·CRD# 1000001
BD
February 8, 1968 - February 26, 1971

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Current Firm

YE
YOUNG EQUITY SERVICES

YOUNG EQUITY SERVICES | YOUNG, KENNETH C, | YOUNG EQUITY SERVICES, INC

CRD#: 121760

Contact Information

Main Address

Frederick, MD

Phone Number

(301) 668-7595

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

10

AUM (Assets Under Management)

$3,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1980About the Series 63 exam

Series 2 — Non-Member General Securities Examination

Passed Aug 1996

Series 1 — Registered Representative Examination

Passed Feb 1968

Series 24 — General Securities Principal Examination

Passed Mar 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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