Kenneth C. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Clark Young, who also goes by Kenneth C Wasserman, Kenneth Clark Wasserman, Kenneth Clark Wasserman Young, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1968. Kenneth had worked at 14 firms and has passed the Series 65, Series 63, Series 2, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2022 - March 12, 2024
YOUNG EQUITY SERVICES
June 22, 1990 - October 1, 1992
CAPITOL SECURITIES MANAGEMENT, INC.
June 17, 1985 - July 22, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 3, 1980 - June 21, 1985
FSC SECURITIES CORPORATION
May 23, 1980 - January 4, 1981
INDEPENDENT SECURITIES CORPORATION
March 19, 1975 - February 2, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION
January 7, 1975 - April 3, 1975
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 24, 1973 - January 14, 1975
SOMERSET EQUITIES CORPORATION
February 1, 1972 - February 1, 1973
FIRST VIENNA CORPORATION
June 28, 1971 - March 22, 1972
February 2, 1971 - April 6, 1972
INDUSTRY SAVINGS PLANS, INC.
September 4, 1970 - January 7, 1971
FIRST INVESTMENT PLANNING CO.
July 10, 1970 - July 25, 1971
INTEGRATED RESOURCES EQUITY CORPORATION
February 8, 1968 - February 26, 1971
HAIGHT AND CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/22/1996
Non-Member General Securities ExaminationSeries 1
Date: 2/7/1968
Registered Representative ExaminationCurrent Firm
YOUNG EQUITY SERVICES
CRD#: 121760 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
