Megan L. Gavin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Leigh Gavin, who also goes by Megan Leigh Smith, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2004. Megan had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2020 - January 4, 2021
ASHFORD SECURITIES LLC
November 1, 2017 - January 4, 2019
STARWOOD CAPITAL, L.L.C.
June 6, 2011 - July 24, 2017
CAREY FINANCIAL, LLC
February 22, 2011 - July 7, 2011
ALLIED BEACON PARTNERS, INC.
November 25, 2009 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
February 19, 2004 - June 9, 2009
HINES PRIVATE WEALTH SOLUTIONS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASHFORD SECURITIES LLC
CRD#: 305330 / SEC#: , 8-70405
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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