Chad A. Slagle

SLAGLE FINANCIAL.

Edwardsville, IL 62025

Some features on this profile are disabled

CRD#: 4750156

Professional summary

Chad A Slagle is a registered financial advisor currently at SLAGLE FINANCIAL, LLC. located in Edwardsville, Illinois.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent with representing various companies during regular business hours. Also, a partner since 2007 of Best Practices, LLC, a non-investment related consulting business which provides consulting services to financial firms and individuals (less than 10 hours/month).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad A Slagle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2009 - Present

SLAGLE FINANCIAL, LLC.

Office #1: 419 St. Louis Street, Edwardsville, IL 62025

RIA

CRD#: 149976

Edwardsville, IL

Past

January 4, 2010 - February 18, 2010

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

EDWARDSVILLE, IL

Past

February 23, 2009 - November 9, 2010

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

EDWARDSVILE, IL

Past

December 13, 2006 - October 26, 2009

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

ST. LOUIS, MO

Past

July 3, 2006 - December 19, 2006

KALOS MANAGEMENT

RIA

CRD#: 133025

EDWARDSVILLE, IL

Past

February 7, 2006 - December 19, 2006

KALOS CAPITAL, INC.

CRD#: 44337

EDWARDSVILLE, IL

Past

January 21, 2004 - February 9, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EDWARDSVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLAGLE FINANCIAL, LLC.

CHERRY WEALTH ADVISORS | SLAGLE FINANCIAL, LLC. | NAME 905

CRD#: 149976 / SEC#: 801-113986

RIA

Registered Investment Advisory firm - (9/17/2018 Approved)

Illinois

Registered Investment Advisory firm - (9/17/2018 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/15/2021)

IAR

Illinois
(5/29/2009)

IAR

Missouri
(3/26/2010)

IAR

Texas
(12/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/4/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/19/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SLAGLE FINANCIAL, LLC.

CHERRY WEALTH ADVISORS | SLAGLE FINANCIAL, LLC. | NAME 905

CRD#: 149976 / SEC#: 801-113986

RIA

Registered Investment Advisory firm - (9/17/2018 Approved)

Illinois

Registered Investment Advisory firm - (9/17/2018 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

419 St. Louis Street, Edwardsville, IL 62025

Mailing Address

Phone number

(618) 692-1657

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,992
AUM (Assets Under Management)	$ 315,010,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

IAR

East Brunswick, NJ

Lawrence Jones

FRANKLIN DISTRIBUTORS, LLC

SAN MATEO, CA

Anthony Macagna

STRATEGIC ADVISERS LLC

IAR

RIDGEWOOD, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chad A. Slagle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad A Slagle's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

MIDAMERICA FINANCIAL SERVICES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

SLAGLE FINANCIAL, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2006

Series 63

Date: 3/18/2004

Series 7

Date: 3/4/2005

Series 6

Date: 1/19/2004

Current Firm

SLAGLE FINANCIAL, LLC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLAGLE FINANCIAL, LLC.

TRUST BUT VERIFY

Similar Advisors