JT
Jillian Torluccio
PRINCIPAL SECURITIES
CEDAR GROVE, NJ
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CRD#: 4750131
JT
Professional summary
Jillian Torluccio, AIF®, who also goes by Jillian White, is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Cedar Grove, New Jersey.
Jillian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jillian has worked at 15 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jillian White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Women in Pensions Network (WiPN)
Investment related: No
Address: https://www.womeninpensionsnetwork.org/
Nature of the other business: Women in Pensions Network (WiPN) was founded in 2009 by a group of industry leaders seeking to create a forum for women in the pension industry that allows them to network and cultivate professional and personal growth. Membership represents all segments of the retirement industry including early, mid- and senior level women across service providers such as Recordkeepers, TPAs, DCIOs and ERISA attorneys as well as financial advisors and consultants.
Position/Title/Relationship: Director
Start Date: 01-Dec-2017
Approximate # of hours a month: No formal time commitment
Approximate # of hours during securities trading hours: >1 hr
Briefly describe your duties: Director of Sponsorship
CRS (Client Relationship Summary) - RIA
Click below to view Jillian Torluccio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jillian Torluccio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 2, 2024 - Present
PRINCIPAL SECURITIES, INC.
RIA
BD
CRD#: 1137
CEDAR GROVE, NJ
Current
May 21, 2024 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392RIA
BD
CRD#: 1137
DES MOINES, IA
Past
October 13, 2017 - July 4, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Jersey City, NJ
Past
October 10, 2017 - July 4, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Jersey City, NJ
Past
July 7, 2017 - July 31, 2017
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
July 7, 2017 - July 31, 2017
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
November 16, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
el segundo, CA
Past
November 16, 2015 - April 25, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
EL SEGUNDO, CA
Past
February 17, 2015 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
El Segundo, CA
Past
February 17, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EL SEGUNDO, CA
Past
February 17, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
February 17, 2015 - April 25, 2017
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
EL SEGUNDO, CA
Past
February 17, 2015 - April 25, 2017
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
El Segundo, CA
Past
November 26, 2014 - April 25, 2017
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EL SEGUNDO, CA
Past
November 26, 2014 - April 25, 2017
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EL SEGUNDO, CA
Past
November 26, 2014 - April 25, 2017
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
September 29, 2014 - April 25, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 26, 2014 - April 25, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
February 26, 2008 - September 5, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
April 30, 2007 - September 5, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(5/21/2024)
IAR
New Jersey(8/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
