Sean Dwyer

OVERTURE WEALTH MANAGEMENT

CONSHOHOCKEN, PA

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CRD#: 4749853

Professional summary

Sean Dwyer, CFP® is a registered financial advisor currently at OVERTURE WEALTH MANAGEMENT located in Conshohocken, Pennsylvania.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sean has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Dwyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 23, 2025 - Present

OVERTURE WEALTH MANAGEMENT

RIA

CRD#: 333613

CONSHOHOCKEN, PA

Past

December 3, 2018 - January 20, 2025

SAGE FINANCIAL GROUP INC.

RIA

CRD#: 116574

WEST CONSHOHOCKEN, PA

Past

July 1, 2016 - December 3, 2018

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

July 30, 2004 - November 28, 2018

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

February 10, 2004 - July 23, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2004

General Securities Representative Examination

Current Firm

OVERTURE WEALTH MANAGEMENT

OVERTURE WEALTH MANAGEMENT | OVERTURE WEALTH MANAGEMENT LLC

CRD#: 333613 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/23/2025 Approved)

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Contact information

Main Address

Conshohocken, PA

Mailing Address

Phone number

(215) 888-7974

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean Dwyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Dwyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

OVERTURE WEALTH MANAGEMENT

SAGE FINANCIAL GROUP INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2004

Current Firm

OVERTURE WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

OVERTURE WEALTH MANAGEMENT

TRUST BUT VERIFY

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