Candace C. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candace Caryle Davis, who also goes by Candace Davis, Candace Caryle Will, was a registered financial professional .
Candace is a previously registered financial professional and started their career in finance in 2004. Candace had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2022 - September 20, 2024
THE LEADERS GROUP, INC.
June 15, 2017 - October 8, 2021
BBVA SECURITIES INC.
June 10, 2011 - March 10, 2017
PRUCO SECURITIES, LLC.
January 3, 2011 - June 9, 2011
FIDELITY DISTRIBUTORS COMPANY LLC
September 1, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 1, 2005 - March 3, 2009
MSI FINANCIAL SERVICES, INC.
March 8, 2005 - July 1, 2005
WAMU INVESTMENTS, INC.
March 8, 2005 - July 1, 2005
WAMU INVESTMENTS, INC.
May 4, 2004 - September 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
April 13, 2004 - September 28, 2004
IDS LIFE INSURANCE COMPANY
April 13, 2004 - September 28, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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