David N. Freeland
Professional summary
David Nardo Freeland, who also goes by David Nardo Freland, is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Nardo Freeland's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2010 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155November 18, 2008 - December 23, 2008
DRAKE STAR SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2012)
(1/19/2021)
(5/27/2016)
(1/17/2014)
(4/18/2022)
(7/20/2016)
(10/15/2012)
(10/5/2010)
(5/5/2015)
(4/18/2022)
(10/5/2010)
(1/13/2015)
(6/10/2015)
(1/5/2021)
(5/7/2012)
Exams
What does exam status mean?
Series 79
Passed: 9/16/2011
FINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS CAPITAL ACQUISITION LLC | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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