Karyn D. Deluna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karyn Denise Deluna, ChFC®, CLU®, who also goes by Karyn D Deluna, Karen Denise Letterman, Karen Denise Spencer, was a registered financial professional .
Karyn is a previously registered financial professional and started their career in finance in 2004. Karyn had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - December 31, 2023
OAKWOOD CAPITAL SECURITIES, INC.
March 20, 2020 - December 16, 2022
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
May 29, 2013 - October 7, 2019
WADDELL & REED
May 29, 2013 - October 7, 2019
WADDELL & REED
October 23, 2012 - May 7, 2013
VOYA FINANCIAL ADVISORS, INC.
September 28, 2012 - May 7, 2013
VOYA FINANCIAL ADVISORS, INC.
June 4, 2012 - September 4, 2012
FFEC WEALTH PARTNERS LLC
June 4, 2012 - September 4, 2012
FFEC WEALTH PARTNERS LLC
January 4, 2010 - May 31, 2012
CUSO FINANCIAL SERVICES, L.P.
January 4, 2010 - May 31, 2012
CUSO FINANCIAL SERVICES, L.P.
August 21, 2006 - November 30, 2009
BANCWEST INVESTMENT SERVICES, INC.
August 21, 2006 - November 30, 2009
BANCWEST INVESTMENT SERVICES, INC.
November 18, 2005 - August 22, 2006
ALLSTATE FINANCIAL SERVICES, LLC
June 22, 2005 - November 17, 2005
MML INVESTORS SERVICES, LLC
January 27, 2004 - November 17, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
