Julia M. Peter-kerr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Margaret Peter-kerr, who also goes by Julia Margaret Peter, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 2004. Julia had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2024 - October 2, 2025
THIRD SEVEN CAPITAL LLC
March 1, 2022 - April 21, 2022
ARETE WEALTH ADVISORS, LLC
November 16, 2021 - April 21, 2022
ARETE WEALTH MANAGEMENT, LLC
March 10, 2004 - July 7, 2004
CBIS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/16/2021
General Securities Representative ExaminationCurrent Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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