Leonard H. Seawell

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CRD#: 4748596

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Henderson Seawell was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 2004. Leonard had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 27, 2012 - April 1, 2013

HC ADVISORS LLC

RIA

CRD#: 165200

SANDY SPRINGS, GA

Past

March 3, 2011 - July 3, 2012

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

March 3, 2011 - July 3, 2012

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

June 24, 2009 - February 24, 2011

PFM CAPITAL MANAGEMENT LLC

RIA

CRD#: 106390

SANDY SPRINGS, GA

Past

April 10, 2008 - March 12, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

April 4, 2008 - March 12, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

June 15, 2004 - April 8, 2008

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATLANTA, GA

Past

May 26, 2004 - April 8, 2008

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/25/2004

General Securities Representative Examination

Current Firm

HC ADVISORS LLC

CRD#: 165200 / SEC#: 801-77058

RIA

Registered Investment Advisory firm - (8/22/2012 Approved)

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Contact information

Main Address

750 Hammond Drive Building 1, Suite 200, Sandy Springs, GA 30328

Mailing Address

Phone number

(404) 705-4593

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HC ADVISORS LLC PART 2 BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	751
AUM (Assets Under Management)	$ 491,508,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard H. Seawell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

PFM CAPITAL MANAGEMENT LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

HC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2004

Series 7

Date: 5/25/2004

Current Firm

HC ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HC ADVISORS LLC

TRUST BUT VERIFY

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