David N. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Nelson Young was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1973. David had worked at 8 firms and has passed the Series 65, Series 63, Series 15, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2003 - March 12, 2004
IBS SECURITIES, LLC
December 11, 1997 - September 12, 2002
SPELMAN & CO., INC.
August 18, 1993 - September 12, 2002
SPELMAN & CO., INC.
July 31, 1993 - August 13, 1993
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
March 18, 1974 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
October 5, 1973 - March 28, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/15/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/8/1977
AMEX Put and Call ExamSeries 1
Date: 10/2/1973
Registered Representative ExaminationCurrent Firm
IBS SECURITIES, LLC
CRD#: 37921 / SEC#: , 8-47991
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AYRES, JOHN EDWARD | INVESTOR | 1954156 |
| CATUARA, ANGELO JOSEPH | INVESTOR | 1332951 |
| STONE, LINDA | INVESTOR | |
| ALLIANCE FINANCIAL LLC | INVESTOR | |
| CONNERS, RICHARD JR. | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL, SROP,CROP | 1744589 |
| INTEGRATED BROKERAGE SERVICE LLC | INVESTOR | |
| WENMOUTH, DENNIS | FINANCIAL & OPERATIONS PRINCIPAL | 1265319 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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