David A. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Albert Young was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1974. David had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1995 - January 3, 2017
CARDINAL INVESTMENTS, INC.
January 26, 1995 - March 31, 1995
WALNUT STREET SECURITIES, INC.
January 9, 1991 - July 24, 1993
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
December 17, 1987 - November 7, 1989
SECURITY DISTRIBUTORS
May 21, 1985 - December 15, 1987
SBL PLANNING, INC.
August 19, 1976 - December 31, 1988
GROWTH SECURITIES, LTD.
October 1, 1974 - April 4, 1976
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/18/1974
Registered Representative ExaminationCurrent Firm
CARDINAL INVESTMENTS, INC.
CRD#: 36838 / SEC#: , 8-47493
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
