Daniel C. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Clive Young, who also goes by Daniel C Young, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1958. Daniel had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1995 - October 5, 2001
PACIFIC GENESIS GROUP, INC.
January 25, 1988 - December 14, 1989
FIRST REGIONAL INVESTMENT BANKERS, INC.
March 14, 1985 - February 11, 1997
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
January 30, 1985 - March 12, 1985
EMMETT A LARKIN COMPANY, INC.
September 26, 1984 - January 10, 1985
ROONEY, PACE INC.
November 21, 1980 - September 17, 1984
MUNICICORP OF CALIFORNIA
July 30, 1979 - November 14, 1980
EDELSTEIN CAMPBELL & CO., INC.
November 19, 1973 - August 20, 1979
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 5, 1973 - November 29, 1973
ROBERTS, SCOTT & CO., INC.
November 24, 1958 - September 25, 1975
FIRST CALIFORNIA COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/24/1958
Registered Representative ExaminationCurrent Firm
PACIFIC GENESIS GROUP, INC.
CRD#: 37429 / SEC#: , 8-47869
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
