Rely Hechter
LWM ADVISORY SERVICES
Plantation, FL 33324
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CRD#: 4748368
Professional summary
Rely Hechter, CFP® is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and LPL FINANCIAL LLC located in Plantation, Florida.
Rely is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Rely has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Retirement Income Management
Budgeting
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)4/15/2016-LEGACY WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 4/15/16-100%
2) 04/25/2016; LWM Advisory Services LLC; Registered Investment Advisor Hybrid; INV REL; AT REPORTED BUSINESS LOCATION(S); TIME SPENT 100%.
3) 5/2/2016: Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 2 Hours Per Month During Securities Trading - Life, Health, Disability, Long-term Care, Fixed Annuities.
4) 5/9/2016: Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 2 Hours Per Month During Securities Trading - Life, Health, Disability, Long-term Care.
5) 02/28/2017: RH Wealth Planning Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2017 - 160 Hours Per Month/160 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Rely Hechter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 22, 2016 - Present
LWM ADVISORY SERVICES, LLC
Office #1: 1250 S. Pine Island Road Suite 350, Plantation, FL 33324RIA
CRD#: 172009
Plantation, FL
Current
April 15, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1250 S Pine Island Rd Ste 350, Plantation, FL 33324RIA
BD
CRD#: 6413
Plantation, FL
Past
July 8, 2015 - April 15, 2016
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
FORT LAUDERDALE, FL
Past
July 6, 2015 - April 15, 2016
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
FORT LAUDERDALE, FL
Past
January 4, 2011 - July 6, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOLLYWOOD, FL
Past
March 4, 2008 - July 6, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
HOLLYWOOD, FL
Past
February 23, 2007 - March 4, 2008
IFMG SECURITIES, INC.
BD
CRD#: 14416
PEMBROKE PINES, FL
Past
November 29, 2006 - February 26, 2007
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MIRAMAR, FL
Past
November 20, 2006 - February 26, 2007
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MIRAMAR, FL
Past
March 30, 2005 - October 13, 2006
IFMG SECURITIES, INC.
RIA
CRD#: 14416
LAUDERDALE-BY-THE-SEA, FL
Past
March 25, 2005 - October 13, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
LAUDERDALE-BY-THE-SEA, FL
Past
July 8, 2004 - March 15, 2005
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
FORT LAUDERDALE, FL
Past
March 12, 2004 - March 15, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/15/2016)
IAR
Florida(4/22/2016)
RR
New York(4/15/2016)
RR
Pennsylvania(1/5/2017)
RR
Tennessee(2/13/2023)
IAR
Texas(4/17/2019)
RR
Texas(4/30/2019)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1250 S. Pine Island Road Suite 350, Plantation, FL 33324
Mailing Address
Phone number
(954) 474-7100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,881 |
| AUM (Assets Under Management) | $ 837,849,209 |
Red Flags
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Company Information
LWM ADVISORY SERVICES, LLC
CRD#: 172009Plantation, FL 33324TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
