Clarke D. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarke Davis Young was a registered financial professional .
Clarke is a previously registered financial professional and started their career in finance in 1969. Clarke had worked at 13 firms and has passed the Series 63, Series 3, Series 15, Series 1, Series 24, Series 30 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1997 - January 11, 2000
BUCKMAN, BUCKMAN & REID, INC.
October 15, 1996 - June 27, 1997
U.S. SECURITIES & FUTURES CORP.
January 18, 1995 - January 1, 1996
WESTMINSTER SECURITIES CORPORATION
February 22, 1993 - March 19, 1993
D. H. BLAIR & CO., INC.
March 31, 1988 - July 25, 1991
PFS INVESTMENTS INC.
February 21, 1985 - September 11, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1985 - March 28, 1985
BNY CLEARING SERVICES LLC
October 23, 1982 - November 21, 1984
UBS FINANCIAL SERVICES INC.
July 21, 1976 - October 22, 1982
E. F. HUTTON & COMPANY INC
March 29, 1974 - May 28, 1976
RAUSCHER PIERCE REFSNES, INC.
January 11, 1973 - March 29, 1974
RAUSCHER PIERCE SECURITIES CORPORATION
February 21, 1969 - December 20, 1972
HUTCHINS, MIXTER & PARKINSON INCORPORATED
February 21, 1969 - December 20, 1972
CUMMINGS & TAYLOR INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/3/1984
Foreign Currency Options ExaminationSeries 1
Date: 9/24/1958
Registered Representative ExaminationCurrent Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
