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SM

Shane Mayeux

Some features on this profile are disabled
CRD#: 4748339
SM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shane Mayeux, CFP®, ChFC®, CLU®, who also goes by Shane Paul Mayeux, was a registered financial professional .

Shane is a previously registered financial professional and started their career in finance in 2004. Shane had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shane Paul Mayeux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed products outside of Guardian, Start: 11/09/2018, Address: 105 Windchase, Lafayette, LA 70508. 10 bus hrs per month. Investment related 2. DBA - Community Wealth Strategies, LLC. Insurance agency, Start: 11/09/2018, Address: 110 Travis St., Ste. 107, Lafayette, LA 70508. Hrs per month - tot/bus: 20/4. Investment related 3. Independent insurance agent appointed through various insurance companies. 4. Car sales, Motor City, Lafayette, LA. Start date: 12/15/21, approx. 160 hrs/mo, 80 during mkt hrs. INV REL: N

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Past

December 13, 2019 - December 6, 2022

SPC

RIA
CRD#: 110692
LaFayette, LA
Past

December 2, 2019 - December 6, 2022

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
Lafayette, LA
Past

May 25, 2018 - December 11, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
LAFAYETTE, LA
Past

May 25, 2018 - December 11, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
LAFAYETTE, LA
Past

September 28, 2016 - May 24, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LAFAYETTE, LA
Past

September 28, 2016 - May 24, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LAFAYETTE, LA
Past

March 22, 2013 - September 12, 2016

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
LAFAYETTE, LA
Past

May 21, 2012 - September 12, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
LAFAYETTE, LA
Past

September 3, 2004 - May 10, 2012

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
LAFAYETTE, LA
Past

February 17, 2004 - July 7, 2004

WOODMEN FINANCIAL SERVICES, INC.

BD
CRD#: 117365
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA
Registered Investment Advisory firm - (1/11/1984 Approved)
Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)
Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)
California
Registered Investment Advisory firm - (1/17/2002 Cancelled)
Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)
Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)
Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)
Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)
New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)
New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)
Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)
Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)
Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)
Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/18/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/13/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/24/2005
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA
Registered Investment Advisory firm - (1/11/1984 Approved)
Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)
Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)
California
Registered Investment Advisory firm - (1/17/2002 Cancelled)
Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)
Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)
Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)
Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)
New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)
New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)
New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)
Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)
Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)
Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)
Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)
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Contact information

Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/20/2025)
SPC FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts26,544
AUM (Assets Under Management)$ 5,655,661,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPC

CRD#: 110692

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