Clayton W. Bartel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton W. Bartel, who also goes by Clayton Bartel, was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 2004. Clayton had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2012 - December 31, 2016
J. ADAMS ADVISORS, LLC
March 12, 2010 - January 25, 2011
BRANZAN INVESTMENT ADVISORS, INC.
September 26, 2007 - December 31, 2008
ADRIAN DAY ASSET MANAGEMENT
April 5, 2004 - April 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 12, 2004 - April 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
J. ADAMS ADVISORS, LLC
CRD#: 156880 / SEC#:
Contact information
Red Flags
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