HC
Herbert K. Catledge
IAMS WEALTH MANAGEMENT
Maryville, TN 37804
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CRD#: 4747878
HC
Professional summary
Herbert Kenneth Catledge is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Maryville, Tennessee.
Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Herbert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Foothills-Retirement Income Solutions LLC, investment related, 200 E Broadway Ave. Suite 412, Maryville, TN 37804, sales of life insurance and annuities to individual customers, life, disability, Long-term care, annuities, President and Founder, 09/2018, 140 hours/month with approximately 45 hours/month during trading hours. 2) Outsourced estate planning services through Legacy Lock, 12/2022, 15 hours/month with approximately 5 hours/month during trading hours. 3) Outsourced real estate solutions through Coast 2 Coast Vets; 1/2024; private and commercial real estate and rental properties; 5 hours/month with approximately 5 hours/month during trading hours 4) Foothills Retirement Solutions; Tax Preparation Services; 01/2025; provide tax preparation services to clients for a fee; 35 hrs per month/ 25 during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Herbert Kenneth Catledge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2018 - Present
IAMS WEALTH MANAGEMENT, LLC
Office #1: 200 E. Broadway Ave. Suite 412, Maryville, TN 37804Office #2: 18881 West Dodge Road Suite 180e, Omaha, NE 68022RIA
CRD#: 286085
Maryville, TN
Past
January 3, 2005 - June 14, 2018
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(8/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
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Contact information
Main Address
18881 West Dodge Road Suite 180e, Omaha, NE 68022
Mailing Address
Phone number
(888) 255-7670
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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Company Information
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085Maryville, TN 37804TRUST BUT VERIFY
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