LG
Laurie R. Goodman
JEFFERIES INVESTMENT ADVISERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4747862
LG
Professional summary
Laurie R Goodman, who also goes by Laurie Renee Goodman, Laurie Goodman, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in New York, New York and JEFFERIES LLC located in New York, New York.
Laurie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Laurie has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laurie Renee Goodman | Laurie Goodman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Company Name: Two Sigma Venn Organization / Company Type: Private Title / Role: Advisory Board Start / Anticipated Date: 9/1/2022 Nature / Description of the business: Two Sigma Venn is a service provider for model portfolios. I have been asked to be an advisory board member guiding the group in product enhancement/development. Your responsibilities / activities: Responsibilities/ activities are limited to the amount I would like to contribute. I will likely spend time advising on product enhancements as it benefits our partnership. Total hours per month devoted to other organization, entity or business during nonbusiness hours: 0 Total hours per month devoted to other organization, entity or business during business / security trading hours: 1-2 Is the business investment-related? Yes Address of the other business: 100 6th Ave., New York, NY 10013 the name of the other business; Johns Hopkins University - Center for Financial Economics whether the business is investment-related; No the address of the other business; 3400 N. Charles St. Baltimore, MD 21218 the nature of the other business; Understand the needs of the school's economics department your position; Advisory Board Member title, or relationship with the other business; Advisory Board Member the start date of your relationship; 3/3/2025 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 1 and briefly describe your duties relating to the other business; Assist in understanding the needs of the school's economic department and student preparedness for a career in financial services
CRS (Client Relationship Summary) - RIA
Click below to view Laurie R Goodman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 520 Madison Avenue, New York, NY 10022RIA
CRD#: 325421
New York, NY
Current
January 15, 2020 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
January 15, 2020 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
RIA
CRD#: 121767
NEW YORK, NY
Past
December 13, 2010 - January 15, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
September 2, 2010 - January 15, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 5, 2004 - December 14, 2006
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
March 18, 2004 - September 16, 2004
WASHINGTON ANALYSIS LLC
BD
CRD#: 104355
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2020)
IAR
Alabama(9/18/2025)
RR
Alaska(1/15/2020)
IAR
Alaska(9/23/2025)
RR
Arizona(1/15/2020)
IAR
Arizona(10/8/2025)
RR
Arkansas(1/15/2020)
IAR
Arkansas(10/1/2025)
RR
California(1/15/2020)
IAR
California(9/18/2025)
RR
Colorado(1/15/2020)
IAR
Colorado(9/19/2025)
RR
Connecticut(1/15/2020)
IAR
Connecticut(5/25/2023)
RR
Delaware(1/15/2020)
IAR
Delaware(9/18/2025)
RR
District of Columbia(1/15/2020)
IAR
District of Columbia(10/31/2025)
RR
Florida(1/15/2020)
IAR
Florida(10/31/2025)
RR
Georgia(1/15/2020)
IAR
Georgia(9/19/2025)
RR
Hawaii(1/15/2020)
IAR
Hawaii(10/13/2025)
RR
Idaho(1/15/2020)
IAR
Idaho(9/18/2025)
RR
Illinois(1/15/2020)
IAR
Illinois(9/19/2025)
RR
Indiana(1/15/2020)
IAR
Indiana(9/19/2025)
RR
Iowa(1/15/2020)
IAR
Iowa(9/18/2025)
RR
Kansas(1/15/2020)
IAR
Kansas(9/18/2025)
RR
Kentucky(1/15/2020)
IAR
Kentucky(9/23/2025)
RR
Louisiana(1/15/2020)
IAR
Louisiana(9/18/2025)
RR
Maine(1/15/2020)
IAR
Maine(9/19/2025)
RR
Maryland(1/15/2020)
IAR
Maryland(9/18/2025)
RR
Massachusetts(1/15/2020)
RR
Michigan(1/15/2020)
IAR
Michigan(9/22/2025)
RR
Minnesota(1/15/2020)
IAR
Minnesota(9/23/2025)
RR
Mississippi(1/15/2020)
IAR
Mississippi(9/18/2025)
RR
Missouri(1/15/2020)
IAR
Missouri(9/18/2025)
RR
Montana(1/15/2020)
IAR
Montana(9/23/2025)
RR
Nebraska(1/15/2020)
IAR
Nebraska(9/18/2025)
RR
Nevada(1/15/2020)
IAR
Nevada(9/18/2025)
RR
New Hampshire(1/15/2020)
IAR
New Hampshire(9/19/2025)
RR
New Jersey(1/15/2020)
IAR
New Jersey(9/18/2025)
RR
New Mexico(1/15/2020)
IAR
New Mexico(9/19/2025)
RR
New York(1/15/2020)
IAR
New York(5/24/2023)
RR
North Carolina(1/15/2020)
IAR
North Carolina(9/19/2025)
RR
North Dakota(1/15/2020)
IAR
North Dakota(9/22/2025)
RR
Ohio(1/15/2020)
IAR
Ohio(9/18/2025)
RR
Oklahoma(1/15/2020)
IAR
Oklahoma(9/22/2025)
RR
Oregon(1/15/2020)
IAR
Oregon(10/22/2025)
RR
Pennsylvania(1/15/2020)
IAR
Pennsylvania(9/19/2025)
RR
Puerto Rico(1/15/2020)
IAR
Puerto Rico(10/17/2025)
RR
Rhode Island(1/15/2020)
IAR
Rhode Island(9/19/2025)
RR
South Carolina(1/15/2020)
IAR
South Carolina(9/23/2025)
RR
South Dakota(1/15/2020)
IAR
South Dakota(9/18/2025)
RR
Tennessee(1/15/2020)
RR
Texas(1/15/2020)
IAR
Texas(9/19/2025)
RR
Utah(1/15/2020)
IAR
Utah(9/18/2025)
RR
Vermont(1/15/2020)
IAR
Vermont(9/18/2025)
RR
Virgin Islands(5/10/2024)
IAR
Virgin Islands(9/19/2025)
RR
Virginia(1/15/2020)
IAR
Virginia(9/19/2025)
RR
Washington(1/15/2020)
IAR
Washington(9/18/2025)
RR
West Virginia(1/15/2020)
IAR
West Virginia(9/22/2025)
RR
Wisconsin(1/15/2020)
IAR
Wisconsin(9/18/2025)
RR
Wyoming(1/15/2020)
IAR
Wyoming(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
