Darien C. Croce

PARALLEL WEALTH MANAGEMENT

Redding, CA 96003

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CRD#: 4747766

Professional summary

Darien Colin Croce, AIF® is a registered financial advisor currently at PARALLEL WEALTH MANAGEMENT located in Redding, California.

Darien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Darien has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Darien Croce is also the principal and owner of Parallel Tax LLC, a non-investment related business, located at 1147 Hilltop Drive, Redding CA 96003. The business is a tax preparation, tax planning, and bookkeeping business. This business was created in November of 2021, and Darien Croce works approximately 15-25 hours a week on average in this business, which can extend to 30 hours a week during tax filing season. These working hours are usually scheduled at the same times as work for Parallel Wealth LLC, and both businesses have a number of the same clients. Darien's tasks here are the management of tax preparers, and bookkeepers, and he completes some of the tax preparation, filing, and planning strategies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darien Colin Croce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 17, 2017 - Present

PARALLEL WEALTH MANAGEMENT

Office #1: 1147 Hilltop Drive, Redding, CA 96003

RIA

CRD#: 286527

Redding, CA

Past

June 29, 2012 - March 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

REDDING, CA

Past

June 29, 2012 - March 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

REDDING, CA

Past

June 1, 2009 - July 11, 2012

MORGAN STANLEY

RIA

CRD#: 149777

OAKLAND, CA

Past

June 1, 2009 - July 11, 2012

MORGAN STANLEY

CRD#: 149777

OAKLAND, CA

Past

April 30, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

OAKLAND, CA

Past

March 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/20/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/3/2008

General Securities Representative Examination

Current Firm

PARALLEL WEALTH MANAGEMENT

PARALLEL TAX LLC | PARALLEL WEALTH, LLC | PARALLEL WEALTH MANAGEMENT, LLC | PARALLEL WEALTH MANAGEMENT | PARALLEL TAX PLANNING

CRD#: 286527 / SEC#:

California

Registered Investment Advisory firm - (3/17/2017 Approved)

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Contact information

Main Address

1147 Hilltop Drive, Redding, CA 96003

Mailing Address

Phone number

(530) 605-1241

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 29,694,560

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Darien C. Croce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darien Colin Croce's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2008

SIE

Date: 3/21/2017

Series 31

Date: 5/20/2008

Series 7

Date: 3/3/2008

Current Firm

PARALLEL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARALLEL WEALTH MANAGEMENT

TRUST BUT VERIFY

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