Iris M. Modlin
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
ROSHARON, TX
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CRD#: 4747642
Professional summary
Iris M. Modlin, who also goes by Iris Michele Modlin, Iris Michele Smith, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rosharon, Texas and FIDELITY BROKERAGE SERVICES LLC located in Sugar Land, Texas.
Iris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Iris has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
Every family has a story, and I am dedicated to understanding and integrating that story and their unique goals into their wealth planning experience. For almost two decades, I have been passionate, empathetic, and strategic when guiding families through an ongoing and comprehensive financial planning journey.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Iris Michele Modlin | Iris Michele Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-91922|OrgNmn:Duratex Instrument & Electrical|Org Addr:South Hous,Texas,US|OBA Nature:Electrical and Instrumentation|Invst Rel:N|Title:Office Manager|Duties:Upload and sort receipts into quickbooks, send invoices, upload work orders to shared drive, enter checks into quickbooks|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Iris M. Modlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Texas Tech University
BS Personal Financial Planning - Financial Planning
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 15600 Southwest Freeway, Sugar Land, TX 77478RIA
CRD#: 104555
ROSHARON, TX
Current
October 26, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 15600 Southwest Freeway, Sugar Land, TX 77478BD
CRD#: 7784
SUGAR LAND, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSHARON, TX
Past
November 3, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FRIENDSWOOD, TX
Past
October 27, 2005 - September 8, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
HOUSTON, TX
Past
October 27, 2005 - September 8, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
HOUSTON, TX
Past
March 18, 2004 - October 4, 2005
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
HOUSTON, TX
Past
March 18, 2004 - October 4, 2005
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(3/5/2024)
RR
Massachusetts(1/5/2024)
RR
Texas(10/26/2010)
IAR
Texas(3/31/2025)
RR
Utah(1/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Rosharon, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
