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DL

Derek J. Loudenback

MUTUAL OF OMAHA INVESTOR SERVICES
OMAHA, NE 68175
Some features on this profile are disabled
CRD#: 4747512
DL

Professional summary

Derek Jamison Loudenback, who also goes by Derek Jamison Loudenback, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Omaha, Nebraska.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Derek Jamison Loudenback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jamison Loudenback's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Derek Jamison Loudenback's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Office #1: Mutual Of Omaha Plaza, Omaha, NE 68175
RIA
BD
CRD#: 611
OMAHA, NE
Current

January 9, 2026 - Present

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Office #1: Mutual Of Omaha Plaza, Omaha, NE 68175
RIA
BD
CRD#: 611
OMAHA, NE
Past

February 17, 2021 - November 28, 2025

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
OMAHA, NE
Past

February 5, 2021 - November 28, 2025

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
OVERLAND PARK, KS
Past

July 19, 2017 - December 3, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
OMAHA, NE
Past

October 3, 2012 - November 10, 2015

MOGUL WEALTH MANAGEMENT, INC.

RIA
CRD#: 144711
MANHATTAN BEACH, CA
Past

August 31, 2012 - September 25, 2015

GIRARD SECURITIES, INC.

BD
CRD#: 18697
MANHATTAN BEACH, CA
Past

January 18, 2011 - August 30, 2012

OSAIC FA, INC.

RIA
CRD#: 3978
IRVINE, CA
Past

January 13, 2011 - August 30, 2012

OSAIC FA, INC.

BD
CRD#: 3978
IRVINE, CA
Past

May 20, 2008 - January 24, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LOS ANGELES, CA
Past

May 20, 2008 - January 24, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LOS ANGELES, CA
Past

June 7, 2006 - April 3, 2008

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
LAKEWOOD, CA
Past

September 2, 2005 - April 3, 2008

WAMU INVESTMENTS, INC.

BD
CRD#: 599
LAKEWOOD, CA
Past

April 26, 2004 - January 19, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
TORRANCE, CA
Past

March 1, 2004 - January 19, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/21/2026)
RR
California
(1/12/2026)
RR
Iowa
(1/21/2026)
RR
Nebraska
(1/20/2026)
IAR
Nebraska
(1/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2021
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/9/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/3/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/1/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/27/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS

CRD#: 611 / SEC#: 801-61332, 8-47290

RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MUTUAL OF OMAHA INVESTOR SERVICES INC PART 2A BROCHURE 06-20-2025 (6/20/2025)

Direct owners and executive officers

NamePositionCRD#
MUTUAL OF OMAHA HOLDINGS INC.OWNER
BEES, EVAN RICHARDPRINCIPAL FINANCIAL OFFICER4662845
HUGHES, BRIANA DAWNCHIEF COMPLIANCE OFFICER4268240
PROSKOVEC, ADAM DPRESIDENT AND PRINCIPAL OPERATIONS OFFICER4957628

Regulatory assets under management

Total Number of Accounts116
AUM (Assets Under Management)$ 24,355,321

Disclosures

Regulatory Event4
Arbitration2
Bond8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611Omaha, NE 68175

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