Markita Melton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Markita Melton, who also goes by Markita L Melton, Markita Laschon Melton, Markita L Mcgill, Markita Mcgill, was a registered financial professional .
Markita is a previously registered financial professional and started their career in finance in 2009. Markita had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2025 - July 30, 2026
NATIONAL FINANCIAL SERVICES LLC
May 17, 2024 - July 30, 2026
FIDELITY BROKERAGE SERVICES LLC
June 28, 2022 - May 8, 2024
LPL FINANCIAL LLC
June 28, 2022 - May 8, 2024
LPL FINANCIAL LLC
January 20, 2015 - May 18, 2022
AVANTAX ADVISORY SERVICES
August 14, 2014 - May 18, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 28, 2013 - August 11, 2014
MORGAN STANLEY
January 8, 2013 - August 11, 2014
MORGAN STANLEY
May 30, 2012 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2012 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 2011 - April 18, 2012
VALIC FINANCIAL ADVISORS, INC.
July 12, 2011 - April 18, 2012
VALIC FINANCIAL ADVISORS, INC.
April 27, 2009 - July 11, 2011
EDWARD JONES
March 4, 2009 - July 11, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
