Markita L. Melton
Professional summary
Markita L Melton, who also goes by Markita L Melton, Markita Laschon Melton, Markita L Mcgill, Markita Mcgill, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas and NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Markita is registered as a RR (Registered Representative) and started their career in finance in 2009. Markita has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Markita L Melton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262January 14, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262June 28, 2022 - May 8, 2024
LPL FINANCIAL LLC
June 28, 2022 - May 8, 2024
LPL FINANCIAL LLC
January 20, 2015 - May 18, 2022
AVANTAX ADVISORY SERVICES
August 14, 2014 - May 18, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 28, 2013 - August 11, 2014
MORGAN STANLEY
January 8, 2013 - August 11, 2014
MORGAN STANLEY
May 30, 2012 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2012 - December 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 2011 - April 18, 2012
VALIC FINANCIAL ADVISORS, INC.
July 12, 2011 - April 18, 2012
VALIC FINANCIAL ADVISORS, INC.
April 27, 2009 - July 11, 2011
EDWARD JONES
March 4, 2009 - July 11, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2024)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
