Adam Robert Lerner
Professional Summary
Adam Robert Lerner, who also goes by Adam Lerner, was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 2004 - 2024. Adam had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Adam Lerner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
MC CAPITAL MARKETS, LLC | MCNALLY CAPITAL SECURITIES, LLC
Contact Information
Main Address
151 N. Franklin Street Suite 2650, Chicago, IL 60606Mailing Address
151 N. Franklin Street Suite 2650, Chicago, IL 60606Phone Number
(312) 357-3710Established
Delaware since 02/07/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY CAPITAL, LLC | SOLE MEMBER | — |
| LENART, BRIAN DOUGLAS | CHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, PFO/POO | 736107 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2011About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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