Adam R. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Robert Lerner, who also goes by Adam Lerner, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2004. Adam had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2013 - January 31, 2024
MCNALLY CAPITAL SECURITIES, LLC
January 1, 2011 - June 30, 2011
MARATHON FINANCIAL GROUP LLC
May 19, 2006 - December 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2006 - December 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 18, 2004 - June 15, 2006
UBS FINANCIAL SERVICES INC.
February 4, 2004 - June 15, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCNALLY CAPITAL SECURITIES, LLC
CRD#: 159725 / SEC#: , 8-69010
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY CAPITAL, LLC | SOLE MEMBER | |
| LENART, BRIAN DOUGLAS | CHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, PFO/POO | 736107 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
