Eugene D. Yossem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene David Yossem, who also goes by Eugene David Yossen, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1968. Eugene had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - March 11, 2013
WEST COAST FINANCIAL, LLC
November 1, 1984 - November 19, 1992
CETERA WEALTH SERVICES, LLC
November 15, 1977 - November 13, 1984
TITAN/VALUE EQUITIES GROUP, INC.
July 10, 1973 - December 18, 1977
M. H. DECKARD & CO., INC.
January 4, 1971 - August 13, 1973
GREEN HILL FINANCIAL SERVICE CORPORATION
December 7, 1970 - February 11, 1971
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
May 10, 1968 - January 21, 1974
FINANCIAL OPPORTUNITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/6/1968
Registered Representative ExaminationCurrent Firm
WEST COAST FINANCIAL, LLC
CRD#: 104677 / SEC#: 801-19093
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,088 |
| AUM (Assets Under Management) | $ 1,838,826,513 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
