Christopher Means
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Means, who also goes by Christopher Michael Means, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - October 19, 2019
TD AMERITRADE, INC.
January 14, 2009 - February 26, 2018
SCOTTRADE, INC.
October 31, 2008 - January 2, 2009
EDWARD JONES
September 2, 2008 - January 2, 2009
EDWARD JONES
August 19, 2008 - August 19, 2008
EDWARD JONES
October 29, 2007 - August 18, 2008
NATCITY INVESTMENTS, INC.
July 2, 2007 - November 5, 2007
ONEAMERICA SECURITIES, INC.
March 9, 2004 - July 6, 2004
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
