Roscoe P. Zeigler

RP ZEIGLER INVESTMENT SERVICES

PEORIA, IL 61614

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CRD#: 4746685

Professional summary

Roscoe Paul Zeigler III, CFP®, who also goes by Rockie Zeigler III, Roscoe Paul Zeigler, is a registered financial advisor currently at RP ZEIGLER INVESTMENT SERVICES located in Peoria, Illinois.

Roscoe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Roscoe has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

Hi! I'm Rockie Zeigler III. Since you're probably wondering, no, Rockie isn’t my real name. It’s Roscoe (everyone asks that the first time we meet). I grew up in Normal, then moved to Peoria about 20 years ago. I graduated from Bradley University in 2003.

Alright, what else? I have an amazing family. A beautiful, patient and fun-loving wife. Four kids, Astrid (6), Murphy (4), Clarke (2) and Crosby (2). It can get pretty crazy around my house, but I love it.

I love Notre Dame football, Cardinals baseball, golf, and lifting weights. I’m currently trying to make myself love running. It’s slow going so far. In more ways than one. I’m also one of the foremost experts on 90s music in the entire Midwest. It’s a pretty big deal.

I write about investing, personal finance, and self-development at www.theanxiousadvisor.com.

I’ve been quoted in national media outlets such as US News & World Report, The American Express Open Forum, Supermoney.com, and Investment News.

Professional licenses/designations:

	FINRA Series 63 (obtained in 2004)
	FINRA Series 66 (obtained in 2007)
	CERTIFIED FINANCIAL PLANNER™ Board of Standards Certificate (obtained in 2016)

Question & Answer

What are your service offerings?

Retirement Planning

Tax Planning

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Baby Boomers

College/Education Planning

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Rockie Zeigler Iii | Roscoe Paul Zeigler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tax Prep Peoria; Not investment related; 2914 W Willow Knolls Peoria IL 61614; Tax preparation; Owner; Owner; September 2021; 5 hrs/month; 0 hrs/month during trading hours; Tax preparation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roscoe Paul Zeigler III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 29, 2018 - Present

RP ZEIGLER INVESTMENT SERVICES

Office #1: 2914 N Willow Knolls Suite B, Peoria, IL 61614

RIA

CRD#: 297925

PEORIA, IL

Past

January 22, 2013 - October 23, 2018

CORNERSTONE WEALTH MANAGEMENT, LLC

RIA

CRD#: 164666

PEORIA, IL

Past

December 14, 2012 - May 2, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

PEORIA, IL

Past

December 14, 2012 - October 29, 2018

LPL FINANCIAL LLC

CRD#: 6413

PEORIA, IL

Past

May 23, 2007 - December 17, 2012

EDWARD JONES

RIA

CRD#: 250

METAMORA, IL

Past

April 23, 2007 - December 17, 2012

EDWARD JONES

CRD#: 250

METAMORA, IL

Past

March 9, 2004 - July 8, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2004

General Securities Representative Examination

Current Firm

RP ZEIGLER INVESTMENT SERVICES

RP ZEIGLER INVESTMENT SERVICES | RP ZEIGLER INVESTMENT SERVICES, INC

CRD#: 297925 / SEC#:

Illinois

Registered Investment Advisory firm - (10/29/2018 Approved)

Texas

Registered Investment Advisory firm - (10/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2914 N Willow Knolls Suite B, Peoria, IL 61614

Mailing Address

Phone number

(309) 240-8787

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 46,925,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roscoe P. Zeigler

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roscoe Paul Zeigler III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2007

Series 63

Date: 3/11/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2004

Current Firm

RP ZEIGLER INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RP ZEIGLER INVESTMENT SERVICES

TRUST BUT VERIFY

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