BH
Brett C. Hixon
KIRTLAND FINANCIAL MANAGEMENT | President
Coral Gables, FL 33134
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CRD#: 4746520
BH
Professional summary
Brett Charles Hixon, CFP® is a registered financial advisor currently at KIRTLAND FINANCIAL MANAGEMENT, INC. located in Coral Gables, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Coral Gables, Florida.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brett has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Trading individual securities
Loans/credit services
Insurance
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Kirtland Financial Management Address: 100 Almeria Ave Suite 302 , Coral Gables, FL, 33134, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - President Investment Related: Yes Start Date: 09/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fee Based (2)Name of Business: Kirtland Financial Management Address: 100 Almeria Ave Ste 302, Coral Gables, FL, 33134-6024, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 12/31/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Sole Shareholder/Board Member
CRS (Client Relationship Summary) - RIA
Click below to view Brett Charles Hixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 20, 2005 - Present
KIRTLAND FINANCIAL MANAGEMENT, INC.
Office #1: 100 Almeria Ave Suite 302, Coral Gables, FL 33134RIA
CRD#: 131138
Coral Gables, FL
Current
June 3, 2005 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 100 Almeria Avenue Suite 302, Coral Gables, FL 33134BD
CRD#: 6694
Coral Gables, FL
Past
January 22, 2004 - June 10, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KIRTLAND FINANCIAL MANAGEMENT, INC.
KIRTLAND FINANCIAL MANAGEMENT, INC.
CRD#: 131138 / SEC#: 801-63403
RIA
Registered Investment Advisory firm - (7/30/2004 Approved)Florida
Registered Investment Advisory firm - (8/19/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2015)
RR
California(10/2/2015)
RR
Colorado(1/4/2007)
RR
District of Columbia(10/2/2015)
RR
Florida(6/3/2005)
IAR
Florida(9/20/2005)
RR
Georgia(7/7/2014)
RR
Illinois(9/9/2024)
RR
Indiana(10/2/2015)
RR
Iowa(10/2/2015)
RR
Kansas(3/15/2023)
RR
Louisiana(10/2/2015)
RR
Maryland(1/4/2016)
RR
Massachusetts(3/2/2018)
RR
Michigan(10/2/2015)
RR
Mississippi(10/2/2015)
RR
Missouri(10/2/2015)
RR
New Hampshire(3/6/2017)
RR
New Jersey(10/2/2015)
RR
New Mexico(10/2/2015)
RR
New York(10/2/2015)
RR
North Carolina(10/2/2015)
RR
Ohio(12/2/2015)
RR
Pennsylvania(10/2/2015)
RR
South Carolina(10/2/2015)
RR
Tennessee(10/2/2015)
RR
Texas(10/2/2015)
IAR
Texas(3/2/2016)
RR
Utah(11/16/2022)
RR
Virginia(10/2/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KIRTLAND FINANCIAL MANAGEMENT, INC.
KIRTLAND FINANCIAL MANAGEMENT, INC.
CRD#: 131138 / SEC#: 801-63403
RIA
Registered Investment Advisory firm - (7/30/2004 Approved)Florida
Registered Investment Advisory firm - (8/19/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Almeria Ave Suite 302, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 648-0006
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 327,567,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KIRTLAND FINANCIAL MANAGEMENT, INC.
PresidentCRD#: 131138Coral Gables, FL 33134TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
