Shannon M. Cornell
Professional summary
Shannon Marie Cornell, who also goes by Shannon Marie Peffly, is a registered financial professional currently at YELLOW CARDINAL CORPORATE FINANCE, LLC located in West Chester, Ohio.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 2004. Shannon has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Marie Cornell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2023 - Present
YELLOW CARDINAL CORPORATE FINANCE, LLC
Office #1: 9120 Union Centre Blvd, Suite 200, West Chester, OH 45069Office #2: 9120 Union Centre Blvd Suite 200, West Chester, OH 45069Office #3: 255 E Fifth Street, Suite 700, Cincinnati, OH 45202June 30, 2004 - September 18, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 25, 2004 - July 15, 2004
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2023)
(9/25/2023)
(5/25/2023)
(2/29/2024)
(9/25/2023)
Exams
FINRA
Current Firm
YELLOW CARDINAL CORPORATE FINANCE, LLC
CRD#: 135111 / SEC#: , 8-66894
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
YELLOW CARDINAL CORPORATE FINANCE, LLC
Financial AdvisorCRD#: 135111West Chester, OH 45069TRUST BUT VERIFY
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