Hollis P. Harman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hollis Page Harman, who also goes by -, was a registered financial professional .
Hollis is a previously registered financial professional and started their career in finance in 2004. Hollis had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2004 - November 22, 2006
CAPITAL INTELLIGENCE ADVISORS, INC.
February 12, 2004 - June 12, 2019
LPL FINANCIAL LLC
January 28, 2004 - June 12, 2019
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL INTELLIGENCE ADVISORS, INC.
CRD#: 127023 / SEC#:
Contact information
Red Flags
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