Howard Joseph Bertram
CFP®, ChFC®Professional Summary
Howard Joseph Bertram, CFP®, ChFC®, who also goes by Howard J Bertram, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Wheeling, West Virginia. Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Howard has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Howard J Bertram
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Credentials
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Current Firm
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
Contact Information
Main Address
135 West Main St, St Clairsville, OH 43950Mailing Address
1 Bank Plaza, Wheeling, WV 26003Phone Number
(304) 905-7215Established
Ohio since 10/03/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
110SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
FINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | — |
| HERBERGER, JAMES ROBERT II | FIN-OP | 5890583 |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | 2629991 |
| NEWCOMB, SAMUEL R | COUNEL | 8266090 |
| RYKOWSKI, AARON S | DIRECTOR | 8244705 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory Assets Under Management
Total Number of Accounts
1,627AUM (Assets Under Management)
$285,875,773Disclosures
Regulatory Event
1Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Primary Firm SEC Registration
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
State Registrations and Notice Filings
(11/19/2007)
(8/7/2025)
(8/10/2023)
(4/13/2026)
(12/18/2006)
(4/21/2021)
(8/23/2021)
(8/14/2014)
(12/17/2019)
(4/8/2014)
(4/13/2021)
(11/9/2017)
(12/1/2021)
(8/23/2021)
(9/15/2014)
(1/24/2006)
(1/24/2006)
(3/17/2006)
(6/12/2015)
(8/23/2021)
(4/25/2012)
(11/20/2019)
(8/25/2021)
(10/10/2013)
(3/12/2026)
(1/19/2006)
(1/19/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Howard Joseph Bertram's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Howard Joseph Bertram's CRS (Customer Relationship Summary).
Similar Advisors
ARGUS INVESTORS' COUNSEL, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
RISE INVESTMENT MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC