John M. Kafer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Kafer, who also goes by John Kafer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2009 - December 31, 2016
PREMIERSOURCE LLC
April 15, 2005 - November 6, 2006
CUNA BROKERAGE SERVICES, INC.
April 13, 2005 - November 6, 2006
CUNA BROKERAGE SERVICES, INC.
February 18, 2004 - December 6, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREMIERSOURCE LLC
CRD#: 129610 / SEC#: 801-62656
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
