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ME

Michael S. Ellis

STEELHEAD WEALTH MANAGEMENT
GLEN ALLEN, VA 23060
Some features on this profile are disabled
CRD#: 4745796
ME

Professional summary

Michael S Ellis is a registered financial advisor currently at STEELHEAD WEALTH MANAGEMENT located in Glen Allen, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael S Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2026 - Present

STEELHEAD WEALTH MANAGEMENT

Office #1: 4121 Cox Rd Suite 102, Glen Allen, VA 23060
RIA
CRD#: 338410
GLEN ALLEN, VA
Past

November 17, 2025 - February 2, 2026

INVESTOR FAN

RIA
CRD#: 159301
Glen Allen, VA
Past

November 14, 2006 - January 2, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
RICHMOND, VA
Past

February 5, 2004 - January 2, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(2/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/5/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2004
General Securities Representative Examination

Current Firm

SW
STEELHEAD WEALTH MANAGEMENT
STEELHEAD WEALTH MANAGEMENT | STEELHEAD WEALTH MANAGEMENT LLC

CRD#: 338410 / SEC#: 801-134675

RIA
Registered Investment Advisory firm - (11/14/2025 120-Day Approval)
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Contact information

Main Address
4121 Cox Rd Suite 102, Glen Allen, VA 23060
Mailing Address
Phone number
(804) 548-0781
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A_25-12-15 (12/12/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELHEAD WEALTH MANAGEMENT

CRD#: 338410Glen Allen, VA 23060

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