David M. Gorman

PRECISION FINANCIAL SERVICES

Mine Hill, NJ 07803

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CRD#: 4745571

Professional summary

David Michael Gorman, who also goes by David M. Gorman, David Gorman, is a registered financial advisor currently at PRECISION FINANCIAL SERVICES located in Mine Hill, New Jersey and LEIGH BALDWIN & CO., LLC located in Cazenovia, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M. Gorman | David Gorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/12/2011 - COACH / RANDOLPH YMCA / 5% OF TIME SPENT / NO OWNERSHIP / NON INVESTMENT RELATED. 2. 05/06/13 - PFS PARTNERS - REGISTERED INVESTMENT ADVISOR - (HYBRID) PFS PARTNERS - (HYBRID) ADVISOR WILL SERVE AS AN INVESTMENT ADVISOR REPRESENTATIVE UNDER THE PFS PARTNERS, LLC RIA. ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING, OR OTHER RELATED FINANCIAL CONSULTING. - 85% OF TIME SPENT - MINE HILL, NJ3. 3. PRECISION FINANCIAL SERVICES INC. - NON-VARIABLE INSURANCE DBA - INS TYPE: FIXED INSURANCE, APROX 1 HR DURING TRADING HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2013 - Present

PRECISION FINANCIAL SERVICES

Office #1: 350 Us Highway 46, Mine Hill, NJ 07803

RIA

CRD#: 147872

Mine Hill, NJ

Current

November 30, 2015 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 112 Albany Street, Cazenovia, NY 13035-0660

RIA

CRD#: 38751

Cazenovia, NY

Past

March 27, 2009 - July 21, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINE HILL, NJ

Past

March 27, 2009 - December 15, 2015

LPL FINANCIAL LLC

CRD#: 6413

MINE HILL, NJ

Past

April 27, 2007 - June 13, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PLAINVIEW, NY

Past

March 29, 2007 - June 13, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PLAINVIEW, NY

Past

May 25, 2004 - April 6, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

FAIRFIELD, NJ

Past

March 17, 2004 - April 6, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRECISION FINANCIAL SERVICES

PFS PARTNERS LLC | PRECISION FINANCIAL SERVICES | PFS PARTNERS, LLC

CRD#: 147872 / SEC#: 801-77867

RIA

Registered Investment Advisory firm - (4/15/2013 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (5/10/2013 Terminated)

New York

Registered Investment Advisory firm - (4/16/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/30/2015)

IAR

New Jersey
(1/3/2013)

New Jersey
(11/30/2015)

New York
(11/30/2015)

North Carolina
(11/30/2015)

Pennsylvania
(11/30/2015)

Texas
(11/23/2021)

Utah
(9/13/2021)

Virginia
(11/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/16/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PRECISION FINANCIAL SERVICES

PFS PARTNERS LLC | PRECISION FINANCIAL SERVICES | PFS PARTNERS, LLC

CRD#: 147872 / SEC#: 801-77867

RIA

Registered Investment Advisory firm - (4/15/2013 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (5/10/2013 Terminated)

New York

Registered Investment Advisory firm - (4/16/2013 Terminated)

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Contact information

Main Address

350 Us Highway 46, Mine Hill, NJ 07803

Mailing Address

Phone number

(973) 927-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (9/16/2025)

PFS PARTNERS BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,302
AUM (Assets Under Management)	$ 367,739,053

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Gorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PRECISION FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2004

SIE

Date: 10/1/2018

Series 31

Date: 6/2/2004

Series 7

Date: 3/16/2004

FINRA

Current Firm

PRECISION FINANCIAL SERVICES

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRECISION FINANCIAL SERVICES

TRUST BUT VERIFY

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