Nicola Neilon

STRATEGIC WEALTHCARE ADVISORS

Carson City, NV 89703

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CRD#: 4745178

Professional summary

Nicola Neilon, who also goes by Nicola Howard, is a registered financial advisor currently at STRATEGIC WEALTHCARE ADVISORS, LLC located in Carson City, Nevada.

Nicola is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nicola has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicola Howard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DSE, LLC; NOT INV REL; RENTAL PROPERTY; OWNER; 9/30/06; 5 HRS/WK; 0 DURING TRADING 2)DSE#2, LLC; NOT INV REL; RENTAL PROPERTY; OWNER; 7/07; 2 HRS/MTH; 0 HRS DURING TRADING 3) CASEY NEILON INC. 503 N. DIVISION ST., CARSON CITY, NV 89703; NOT INV REL; ACCTG FIRM; OWNER; 09/06; 160 HRS WK; HRS DURING SEC TRADE 4)DSE#3, LLC; NOT INV REL; HOLDING CO FOR RENTAL PROPERTY; OWNER; 2008; 5 HRS/MTH; 0 HRS DURING TRADING; 5)DSE#4, LLC; NOT INV REL; HOLDING CO FOR COMM RENTAL PROPERTY; MGR; 2009; 5 HRS/MTH 0 HRS DURING TRADING 6) HG ADHESIVE DISPENSING CO, LLC 41% OWNER 7) BTMIX INC. DIRECTOR 8) STRATEGIC PREMIUM RESOURCES, 503 N DIVISION ST CARSON CITY NV 89703, NOT INV REL, PAYROLL AUDITING COMPANY, 36% OWNER, 2009, 5 HRS/MONTH TREASURER 9) RENTAL PROPERTY, 9900 WILBUR MAY PARKWAY #2801 RENO, NV 89521

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicola Neilon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2009 - Present

STRATEGIC WEALTHCARE ADVISORS, LLC

Office #1: 503 N. Division Street, Carson City, NV 89703

RIA

CRD#: 150689

Carson City, NV

Past

August 18, 2009 - May 26, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

WEST DES MOINES, IA

Past

November 22, 2007 - July 8, 2009

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

CARSON CITY, NV

Past

November 14, 2007 - July 8, 2009

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

CARSON CITY, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(6/30/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

Current Firm

STRATEGIC WEALTHCARE ADVISORS, LLC

CRD#: 150689 / SEC#:

Nevada

Registered Investment Advisory firm - (6/30/2009 Approved)

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Contact information

Main Address

503 N. Division Street, Carson City, NV 89703

Mailing Address

Phone number

(775) 283-5555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicola Neilon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicola Neilon's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTHCARE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2007

Series 7

Date: 11/13/2007

Current Firm

STRATEGIC WEALTHCARE ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

STRATEGIC WEALTHCARE ADVISORS, LLC

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