GE
Gregory J. Espenhover
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CRD#: 4744839
GE
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory James Espenhover was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2004. Gregory had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VITANOVA BIOMEDICAL, INC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET, #635, KERRVILLE, TEXAS 78028, SHAREHOLDER AND CFO, 6/25/2014, BIOTECHNOLOGY COMPANY FOCUSED ON DELIVERING TRANSFORMATION CANCER THERAPY USING LIGHT-ACTIVATED INTRACELLULAR ACIDOSIS, APPROXIMATELY 10 HOURS A MONTH, 6 DURING TRADING HOURS, ALL ACCOUNTING - PAYING BILLS, RUNNING PAYROLL, MONTHLY FINANCIAL REPORTING, ETC. GCD VENTURES II, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH RENTAL REAL ESTATE, LEASING TO DAVIDSON FREEDLE ESPENHOVER & OVERBY, P.C. DFEO VENTURES I, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH RENTAL REAL ESTATE, LEASING TO DAVIDSON FREEDLE ESPENHOVER & OVERBY, P.C. DFEO SA VENTURES, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH RENTAL REAL ESTATE, LEASING TO DAVIDSON FREEDLE ESPENHOVER & OVERBY, P.C. KERR MELA MISSION, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH REAL ESTATE DEVELPMENT, REAL ESTATE DEVELOPMENT IN SAN ANTONIO, TEXAS. KERR A-LEGACY CREEKSIDE, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH RENTAL REAL ESTATE, MULTI FAMILY DEVELOPMENT IN SAN ANTONIO, TEXAS. HC AMIGO REAL ESTATE HOLDINGS LTD, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, LIMITED PARTNER IN RENTAL REAL ESTATE ENTITY IN KERRVILLE, TEXAS. HC AMIGO RESTAURANT HOLDINGS LTD, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, LIMITED PARTNER IN ENTITY HOLDING NOTE RECEIVABLE FROM OPERATING RESTAURANT. 301 ESA BOERNE, LLC, NOT INVESTMENT RELATED, 222 SIDNEY BAKER STREET #635, KERRVILLE, TEXAS 78028, MEMBER IN COMPANY WITH RENTAL REAL ESTATE, LEASING TO DAVIDSON FREEDLE ESPENHOVER & OVERBY, P.C.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 21, 2004 - September 12, 2022
ML&R WEALTH MANAGEMENT LLC
RIA
CRD#: 109359
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
ML&R WEALTH MANAGEMENT LLC
MAXWELL LOCKE & RITTER WEALTH MANAGEMENT | ML&R WEALTH MANAGEMENT LLC | ML & R WEALTH MANAGEMENT LLC
CRD#: 109359 / SEC#: 801-57128
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Contact information
Main Address
401 Congress Avenue Suite 1100, Austin, TX 78701
Mailing Address
Phone number
(512) 275-2700
Established
Firm type
Fiscal year end
# of Employees
24
Regulatory assets under management
| Total Number of Accounts | 2,375 |
| AUM (Assets Under Management) | $ 1,789,873,134 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2023 | ||
| 07/28/2022 | ||
| 01/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
