Mehul Sompura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mehul Sompura was a registered financial professional .
Mehul is a previously registered financial professional and started their career in finance in 2004. Mehul had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2012 - June 19, 2012
AGILE PT GROUP LLC
April 13, 2011 - April 29, 2011
BENCHMARQ TRADING PARTNERS LLC
March 22, 2010 - March 22, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
February 26, 2004 - June 18, 2004
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
AGILE PT GROUP LLC
CRD#: 155177 / SEC#: , 8-68702
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
