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MM

Matthew A. Modica

CAPINSIGHTS PARTNERS
Wheaton, IL
Some features on this profile are disabled
CRD#: 4744558
MM

Professional summary

Matthew Aaron Modica, who also goes by Matt Modica, is a registered financial advisor currently at CAPINSIGHTS PARTNERS, LLC located in Wheaton, Illinois and OLD CITY SECURITIES LLC located in New York, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matt Modica

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Aaron Modica's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2026 - Present

CAPINSIGHTS PARTNERS, LLC

RIA
CRD#: 327448
Wheaton, IL
Current

July 22, 2025 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue Ph, New York, NY 10017
BD
CRD#: 171910
New York, NY
Past

January 22, 2004 - March 3, 2006

HARRIS ASSOCIATES SECURITIES L.P.

BD
CRD#: 6959
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CAPINSIGHTS PARTNERS, LLC
CAPINSIGHTS PARTNERS, LLC

CRD#: 327448 / SEC#: 801-128581

RIA
Registered Investment Advisory firm - (8/17/2023 Approved)
Connecticut
Registered Investment Advisory firm - (2/10/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/1/2025)
IAR
Connecticut
(5/15/2026)
RR
Illinois
(10/22/2025)
RR
New York
(10/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/22/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/10/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/22/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/23/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CAPINSIGHTS PARTNERS, LLC
CAPINSIGHTS PARTNERS, LLC

CRD#: 327448 / SEC#: 801-128581

RIA
Registered Investment Advisory firm - (8/17/2023 Approved)
Connecticut
Registered Investment Advisory firm - (2/10/2026 Approved)
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Contact information

Main Address
48 Maple Avenue, Ste 101, Greenwich, CT 06830
Mailing Address
Phone number
(617) 872-7174
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CAPINSIGHTS ADV PART 2A (1/22/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPINSIGHTS PARTNERS, LLC

CRD#: 327448Wheaton, IL

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