Thomas B. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Bo Perry, CIMA® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2004. Thomas had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - January 5, 2024
SAMMONS FINANCIAL NETWORK, LLC
October 6, 2016 - April 7, 2017
MEEDER ADVISORY SERVICES, INC.
October 6, 2016 - April 7, 2017
MEEDER ASSET MANAGEMENT, INC.
September 20, 2016 - April 7, 2017
MEEDER DISTRIBUTION SERVICES, INC.
September 16, 2011 - May 17, 2016
CCO CAPITAL, LLC
April 4, 2007 - August 26, 2011
MFS FUND DISTRIBUTORS, INC.
January 18, 2006 - March 8, 2007
CHASE INVESTMENT SERVICES CORP.
January 18, 2006 - March 8, 2007
CHASE INVESTMENT SERVICES CORP.
February 20, 2004 - January 31, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
