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Jason Cintron

CRD# 4744460·Registered 2004 - 2016
Previously Registered: Being a previously registered professional could mean that Jason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jason Cintron was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 2004 - 2016. Jason had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

MML DISTRIBUTORS, LLC·CRD# 38030
BD
Springfield, MA
January 2, 2013 - March 1, 2016
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.·CRD# 37819
BD
Hartford, CT
September 18, 2012 - January 2, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Tampa, FL
April 26, 2010 - December 2, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Tampa, FL
March 29, 2010 - December 2, 2010
MORGAN STANLEY·CRD# 149777
RIA
Palm Harbor, FL
June 1, 2009 - March 3, 2010
MORGAN STANLEY·CRD# 149777
BD
Palm Harbor, FL
June 1, 2009 - March 3, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Palm Harbor, FL
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Palm Harbor, FL
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Port Richey, FL
March 23, 2006 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Port Richey, FL
March 23, 2006 - April 2, 2007
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Palm Beach Gardens, FL
August 20, 2004 - September 27, 2005
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
August 2, 2004 - September 27, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 16, 2004 - May 7, 2004

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Current Firm

MD
MML DISTRIBUTORS, LLC

CONNECTICUT MUTUAL FINANCIAL SERVICES, LLC. | MML DISTRIBUTORS, LLC | MML DISTRIBUTORS, LIMITED LIABILITY COMPANY

CRD#: 38030 / SEC#: 8-48203
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Mailing Address

1295 State Street, Springfield, MA 01111

Phone Number

(413) 226-0000

Established

Connecticut since 11/10/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER—
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
MASSMUTUAL HOLDING LLCMEMBER—
PUHALA, JAMESCHIEF COMPLIANCE OFFICER5290483
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402
STEELE, DOUGLAS ROBERTCHIEF EXECUTIVE OFFICER AND PRESIDENT5026710

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Mar 2006About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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