Nathan D. Oeming
Professional summary
Nathan Duane Oeming, who also goes by Nate Duane Oeming, is a registered financial advisor currently at NW ADVISORY located in Wilsonville, Oregon.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nathan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Duane Oeming's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2020 - Present
NW ADVISORY
August 16, 2013 - January 16, 2020
COMMONWEALTH FINANCIAL NETWORK
August 16, 2013 - January 16, 2020
COMMONWEALTH FINANCIAL NETWORK
May 26, 2010 - August 19, 2013
D.A. DAVIDSON & CO.
May 26, 2010 - August 19, 2013
D.A. DAVIDSON & CO.
June 1, 2009 - June 22, 2010
MORGAN STANLEY
June 1, 2009 - June 22, 2010
MORGAN STANLEY
April 5, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 20, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/10/2020)
(10/10/2025)
Exams
Current Firm
NW ADVISORY
CRD#: 309480 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 255 |
| AUM (Assets Under Management) | $ 74,000,000 |
Red Flags
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