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MK

Mark Wadding Kehoe

THE O.N. EQUITY SALES COMPANY
Cincinnati, OH
·CRD# 4744407·22 years experience

Professional Summary

Mark Wadding Kehoe, who also goes by Mark W Kehoe, Mark Wadding Kehoe, is a registered financial advisor currently at THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio. Mark is registered as a RR (Registered Representative) and started their career in finance in 2004. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 87 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark W Kehoe, Mark Wadding Kehoe

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
One Financial Way, Cincinnati, OH 45242
July 1, 2025 - Present
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
New York, NY
August 5, 2019 - June 3, 2025
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
November 9, 2010 - June 4, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 21, 2004 - December 6, 2005
KEEFE, BRUYETTE & WOODS, INC.·CRD# 481
BD
New York, NY
March 18, 2004 - September 1, 2004

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Current Firm

TO
THE O.N. EQUITY SALES COMPANY

THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: 8-14161
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 371, Cincinnati, OH 45201-0371

Phone Number

(513) 794-6794

Established

Ohio since 08/22/1968

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures

Regulatory Event

7

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(7/1/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2010About the Series 7 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2004About the Series 87 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Wadding Kehoe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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