Sophie M. Kaluziak

VISTA FINANCIAL PLANNING

OAK PARK, IL 60301

Some features on this profile are disabled

CRD#: 4744389

Professional summary

Sophie Marie Kaluziak, CFP® is a registered financial advisor currently at VISTA FINANCIAL PLANNING located in Oak Park, Illinois.

Sophie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sophie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie Marie Kaluziak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 9, 2004 - Present

VISTA FINANCIAL PLANNING

Office #1: 101 N. Marion, Suite 306, Oak Park, IL 60301

RIA

CRD#: 129729

OAK PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2004

Uniform Investment Adviser Law Examination

Current Firm

VISTA FINANCIAL PLANNING

KALUZIAK, SOPHIE MARIE | VISTA FINANCIAL PLANNING

CRD#: 129729 / SEC#:

Illinois

Registered Investment Advisory firm - (3/9/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 North Marion St., Suite 306, Oak Park, IL 60301

Mailing Address

Phone number

(708) 445-8747

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sophie M. Kaluziak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophie Marie Kaluziak's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISTA FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2004

Current Firm

VISTA FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

VISTA FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors