PB
Philip A. Byers
GIMBAL FINANCIAL | Financial Advisor
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 4744380
PB
Professional summary
Philip Allan Byers JR., AIF®, who also goes by Phil Byers, Philip Allan Byers, Philip Allan Byers Jr, is a registered financial advisor currently at GIMBAL FINANCIAL, LLC located in Carmel, Indiana.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Philip has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Byers | Philip Allan Byers | Philip Allan Byers Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BSH FINANCIAL; INVESTMENT RELATED;INDIANAPOLIS, IN;10/2009-PRESENT;40 HRS WKLY;32.5 HRS DURING TRADING;EMPLOYEE
2.Name of Business : Phil Byers, LLC
Address: 8335 Allison Pointe Trl Ste 110,Indianapolis, IN
Nature of the Business: Support Company/DBA (Owner)
Position/Title: Support Company/DBA (Owner)
Investment Related:No
Start Date: 06/21/2013
Hours per month devoted to this business: 0
Hours per month devoted to this business during trading hours: 0
Description of duties: Owner/Proprietor of Phil Byers, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Philip Allan Byers JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2023 - Present
GIMBAL FINANCIAL, LLC
Office #1: 620 N. Rangeline Road, Carmel, IN 46032RIA
CRD#: 159003
Carmel, IN
Past
October 21, 2009 - January 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
INIDIANAPOLIS, IN
Past
October 16, 2009 - January 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
INDIANAPOLIS, IN
Past
June 1, 2009 - November 11, 2009
MORGAN STANLEY
RIA
CRD#: 149777
INDIANAPOLIS, IN
Past
June 1, 2009 - November 11, 2009
MORGAN STANLEY
BD
CRD#: 149777
INDIANAPOLIS, IN
Past
March 15, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
INDIANAPOLIS, IN
Past
February 20, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC
CRD#: 159003 / SEC#: 801-110875
RIA
Registered Investment Advisory firm - (7/24/2017 Approved)Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/29/2023)
IAR
Texas(1/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GF
GIMBAL FINANCIAL, LLC
GIMBAL FINANCIAL, LLC
CRD#: 159003 / SEC#: 801-110875
RIA
Registered Investment Advisory firm - (7/24/2017 Approved)Florida
Registered Investment Advisory firm - (8/15/2017 Terminated)Illinois
Registered Investment Advisory firm - (7/24/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Kentucky
Registered Investment Advisory firm - (8/16/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/15/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/15/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
620 N. Rangeline Road, Carmel, IN 46032
Mailing Address
Phone number
(317) 578-1600
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 804 |
| AUM (Assets Under Management) | $ 253,177,785 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GIMBAL FINANCIAL, LLC
Financial AdvisorCRD#: 159003Carmel, IN 46032TRUST BUT VERIFY
Monitor Philip Byers
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
