ST
Steven G. Tornatore
SUPREME ALLIANCE LLC
St. Louis, MO 63044
Some features on this profile are disabled
CRD#: 4744295
ST
Professional summary
Steven Gerard Tornatore, who also goes by Steven G Tornatore, Steve Tornatore, is a registered financial advisor currently at SUPREME ALLIANCE LLC located in St. Louis, Missouri.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven G Tornatore | Steve Tornatore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Family First Life - Agent - 05/01/2019 - 80 Norwich-New London Suite B Uncasville CT. 06382 - 15hrs/mo - 12hrs/mo during Business Hrs - No Business Related - - - null SCT Enterprises LLC - Co-Owner - 04/01/2009 - 11329 Bridgeton Valley Ct - 70hrs/mo - 20hrs/mo during Business Hrs - No Business Related - Lawn Care - Mowing service, fertilizing , Landscaping Maintenance - Distribution of Profits Tornatores Inc - President - 06/20/2007 - 11329 Bridgeton Valley Ct - 40hrs/mo - 15hrs/mo during Business Hrs - No Business Related - Catering Food - Office and sometimes help serve - Distribution of Profits Prestige Financial Group LLC - Managing Partner - 04/01/2021 - 734 Westport Plaza Suite 217 St Louis 63146 - 1hrs/mo - 1hrs/mo during Business Hrs - Yes Business Related - Insurance - Oversee Office - Override Insurance business
CRS (Client Relationship Summary) - RIA
Click below to view Steven Gerard Tornatore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven Gerard Tornatore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2024 - Present
SUPREME ALLIANCE LLC
Office #1: 734 Westport Plaza Drive Suite 217, St. Louis, MO 63044RIA
BD
CRD#: 45348
St. Louis, MO
Current
October 25, 2024 - Present
SUPREME ALLIANCE LLC
Office #1: 14804 Resolves Lane, Charlotte, NC 28277RIA
BD
CRD#: 45348
Charlotte, NC
Past
February 21, 2023 - July 5, 2024
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
St. Louis, MO
Past
February 21, 2023 - July 5, 2024
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
January 6, 2012 - December 7, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ROLLING MEADOWS, IL
Past
January 6, 2012 - December 7, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ROLLING MEADOWS, IL
Past
March 13, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
GRANITE CITY, IL
Past
February 16, 2004 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
GRANITE CITY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(10/25/2024)
IAR
Missouri(10/25/2024)
RR
North Carolina(1/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
14804 Resolves Lane, Charlotte, NC 28277
Mailing Address
2187 Ivy Crest Drive, Bellbrook, OH 45305
Phone number
(561) 460-2870
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUPREME ALLIANCE LLC
CRD#: 45348St. Louis, MO 63044TRUST BUT VERIFY
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