RF
Richard A. Fein
FEIN ADVISORS
Cincinnati, OH
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CRD#: 4744171
RF
Professional summary
Richard A Fein, CFP® is a registered financial advisor currently at FEIN ADVISORS located in Cincinnati, Ohio.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard A Fein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
November 9, 2006 - Present
FEIN ADVISORS
RIA
CRD#: 130002
Cincinnati, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(11/9/2006)
Current Firm
FA
FEIN ADVISORS
FEIN ADVISORS | IPSO ADVISORS | FEIN, RICHARD A.
CRD#: 130002 / SEC#:
Ohio
Registered Investment Advisory firm - (1/9/2004 Approved)Texas
Registered Investment Advisory firm - (12/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Cincinnati, OH
Mailing Address
Phone number
(513) 231-4268
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
